Gastroesophageal reflux disease (GERD) occurs when reflux of stomach contents into the esophagus causes esophageal or extraesophageal manifestations and/or when symptoms impair quality of life. Although the pathogenesis of GERD is multifactorial, it is primarily due to an insufficiency of the antireflux barrier.
Antireflux Barrier
Since there is a higher pressure in the abdomen than in the thorax, and the gradient increases further with coughing and the Valsalva maneuver, there is a physiological tendency to move stomach contents toward the esophagus, necessitating a well-functioning barrier to prevent reflux. Essential prerequisites for a sufficient antireflux barrier include:
- Function and position of the lower esophageal sphincter ("LES")
- External compression by the diaphragmatic crura
- Acute angle of His between distal esophagus and proximal stomach
phrenoesophageal ligament
From a pathophysiological perspective, three fundamental forms of an insufficient antireflux barrier can be distinguished, which can occur alone or in combination:
- Transient sphincter relaxation
- Permanently reduced sphincter pressure
- Altered anatomy (e.g., hiatal hernia)
While transient sphincter relaxations dominate in patients with mild reflux disease, severe forms of GERD are often associated with a hiatal hernia and/or permanently reduced sphincter pressure.
Transient Relaxation of the LES
In healthy individuals and reflux patients with normal resting pressure of the LES (> 10 mm Hg), reflux episodes can occur due to transient, swallow-independent relaxations of the LES. Unlike swallow-induced relaxations, transient relaxations are not accompanied by peristaltic esophageal activity and last longer. What distinguishes reflux patients from healthy individuals with transient relaxations is not the frequency of relaxations, but the reflux of gastric acid. In healthy individuals, transient relaxations rarely lead to acid reflux; rather, gas reflux ("belching") is predominant. Triggers for transient relaxations can include vagovagal reflexes induced by distension of the proximal stomach.
Sphincter Apparatus and Hiatal Hernia
The LES is a 3 – 4 cm long, tonically contracted segment of smooth muscle, with a pressure normally ranging from 10 – 30 mm Hg. Its muscular contraction is calcium-dependent, and its neural regulation is cholinergic. If the intra-abdominal pressure exceeds the sphincter pressure—especially with abrupt increases such as coughing—or if the sphincter pressure is very low (0 – 4 mm Hg), reflux of stomach contents into the lower esophagus occurs. In addition to the LES, the approximately 2 cm long diaphragmatic crura play an important role as an "external" sphincter during intra-abdominal pressure increases.
Predisposing to reflux disease is the axial hiatal hernia, where various pathophysiological mechanisms lead to acid reflux into the lower esophagus. The displacement of the LES results in an anatomical separation of the internal and external sphincter apparatus, leading to a loss of the sphincter effect of the diaphragmatic crura. Furthermore, the hernia causes disturbances in LES function with a decrease in basal pressure and an increase in transient relaxation episodes. Acid reflux into the lower esophagus is also facilitated by swallow-induced sphincter relaxations, which are practically never observed in reflux patients without hernia and in healthy individuals.
Acid, Pepsin, and Bile Acids
Acid and pepsin play a central role in the onset of symptoms and lesions in the esophagus. In patients with GERD, the volume of acid secretion is usually normal, but acid and pepsin pass through the insufficient antireflux barrier into the acid-sensitive esophagus. The relevance of acid is underscored by the effectiveness of proton pump inhibitors in GERD therapy and by the correlation of esophageal acid exposure with the extent of erosive damage. The damaging effect of acid and pepsin can be potentiated by bile acids (duodenogastroesophageal reflux, DGÖR). At acidic pH, conjugated bile acids lead to erosions, and at alkaline pH, unconjugated bile acids increase the permeability of the esophageal mucosa.